Quotes by TradingView
Monday, April 12, 2021
Premium: TradeChat
No Result
View All Result
MrTopStep.com LLC
  • News
    • All
    • Reuters Business
    OP: S&P Futures Hit Another Record High, Reason for Concern?

    Protected: OP: S&P Futures Hit Another Record High, Reason for Concern?

    OP: Summer Stock Market Slowdown Comes Early

    OP: Summer Stock Market Slowdown Comes Early

    Bloomberg: The Weekly Fix

    Bloomberg: The Weekly Fix

    OP: Summer Stock Market Slowdown Comes Early

    OP: Summer Stock Market Slowdown Comes Early

    OP: Spring Break? Low Market Volumes Continue

    OP: Spring Break? Low Market Volumes Continue

    Bloomberg Opinion: Mind the Gap

    OP: S&P Futures Close Lower After Monday’s 17th New High

    OP: S&P Futures Close Lower After Monday’s 17th New High

    OP: S&P Futures Close Lower After Monday’s 17th New High

    Protected: OP: S&P Futures Close Lower After Monday’s 17th New High

    Wednesday AP Morning Wire

    Wednesday AP Morning Wire

  • Products
    • Chatroom Login
    • Wyckoff Trader
    • MIM
    • Polaris Trading Group
    • IM Pro Trading Chat Room
    • The Opening Print
    • FREE Daily Opening Print
  • Stocks
    • All
    • Apple
    • Dow Jones
    • Earnings
    • Facebook (FB)
    • Goldman Sachs (GS)
    • IPO
    • M&A
    • Markets
    • Mining
    • Nasdaq
    • NYSE
    • Russell 2000
    • S&P 500
    • Twitter (TWTR:NYSE)
    • VIX

    PEAK ASSET: AFTERNOON WRAP 12 APRIL: Miners weigh as ASX sags with US futures | Fatfish Group makes acquisition ahead of South East Asia BNPL rollout | China, HK stocks fall on persisting worries of policy tightening |

    PEAK MORNING WRAP 28 September: Tech Event… Who is the standout? | US Stocks Rally

    PEAK ASSET: MORNING WRAP 12 APRIL: ASX to rise | S&P 500 resets record high again | Arcadia looms large as an African lithium near-producer |

    PEAK MORNING WRAP 28 September: Tech Event… Who is the standout? | US Stocks Rally

    PEAK ASSET: MORNING WRAP 9 APRIL: ASX to slip | Wall St poised to end higher | Thinking of getting into ASX water stocks? Here’s what the experts think |

    PEAK MORNING WRAP 28 September: Tech Event… Who is the standout? | US Stocks Rally

    PEAK ASSET: MORNING WRAP 8 APRIL: ASX to rise | S&P 500 edges higher | Investors want quality copper stocks, Peak Minerals is on the radar |

    PEAK MORNING WRAP 28 September: Tech Event… Who is the standout? | US Stocks Rally

    PEAK ASSET: AFTERNOON WRAP 07 APRIL: ASX hits best close since COVID with 0.6% rise | Crowd Media calls on investee technology to produce ‘Digital Dom’ talking head | Indian shares rise after RBI holds key rates steady |

    PEAK MORNING WRAP 28 September: Tech Event… Who is the standout? | US Stocks Rally

    PEAK ASSET: AFTERNOON WRAP 06 APRIL: ASX adds 0.8% as travel stocks take flight | Golden Deeps widens Namibia drilling plan to include historic copper-vanadium mine | China stocks fall as healthcare, consumer companies weigh |

    PEAK MORNING WRAP 28 September: Tech Event… Who is the standout? | US Stocks Rally

    PEAK ASSET: MORNING WRAP 6 APRIL: ASX to rise | Dow and S&P 500 reset record highs | These ASX explorers say ‘company makers’ still lurk in one of WA’s oldest, richest gold provinces |

    PEAK MORNING WRAP 28 September: Tech Event… Who is the standout? | US Stocks Rally

    PEAK ASSET: AFTERNOON WRAP 01 APRIL: ASX steadies after jittery start, up 0.6% ahead of Easter break | Creso Pharma launches three CBD-based tea products under cannaQIX brand | China stocks climb on consumer, healthcare boost; Hong Kong rises |

    PEAK MORNING WRAP 28 September: Tech Event… Who is the standout? | US Stocks Rally

    PEAK ASSET: MORNING WRAP 1 APRIL: ASX to rise | Tech rally lifts S&P 500 to new high | Eagle Mountain gears up in pursuit of copper context |

    Trending Tags

    • FEEDID-6
    • FEEDID-51
    • FEEDID-44
    • FEEDID-31
    • FEEDID-21
    • FEEDID-16
    • FEEDID-36
    • FEEDID-10
    • feedid-56
    • feedid-58
    • feedid-61
    • feedid-59
    • feedid-60
    • feedid-62
    • feedid-63
    • feedid-65
    • feedid-66
  • Charts
    SpyGate Logo Program Trading Dector

    SpyGate : Bots More intested in Longs than Shorts

    PEAK ASSET: AFTERNOON WRAP 12 APRIL: Miners weigh as ASX sags with US futures | Fatfish Group makes acquisition ahead of South East Asia BNPL rollout | China, HK stocks fall on persisting worries of policy tightening |

    PEAK MORNING WRAP 28 September: Tech Event… Who is the standout? | US Stocks Rally

    PEAK ASSET: MORNING WRAP 12 APRIL: ASX to rise | S&P 500 resets record high again | Arcadia looms large as an African lithium near-producer |

    Bloomberg: Silver and Gold, and Bitcoin

    Cabrera Capital Daily Game Plan

    Cabrera Capital Daily Game Plan

    SpyGate Logo Program Trading Dector

    SpyGate : Slow Bot Day Dominated by Sells

    PEAK MORNING WRAP 28 September: Tech Event… Who is the standout? | US Stocks Rally

    PEAK ASSET: MORNING WRAP 9 APRIL: ASX to slip | Wall St poised to end higher | Thinking of getting into ASX water stocks? Here’s what the experts think |

    Chart of the Day: AMZN Stock

    Chart of the Day: The Russell 2000 (IWM)

    Cabrera Capital Daily Game Plan

    Cabrera Capital Daily Game Plan

  • Commentary
    • All
    • Market Recap
    • MrTopStep
    links

    Danny’s Top Links – April 12, 2021

    OP: S&P Futures Hit Another Record High, Reason for Concern?

    Protected: OP: S&P Futures Hit Another Record High, Reason for Concern?

    OP: Summer Stock Market Slowdown Comes Early

    OP: Summer Stock Market Slowdown Comes Early

    Bloomberg: The Weekly Fix

    Bloomberg: The Weekly Fix

    links

    Danny’s Top Links – April 9, 2021

    OP: Summer Stock Market Slowdown Comes Early

    OP: Summer Stock Market Slowdown Comes Early

    Bloomberg Opinion: Spacs and Coins May Break Our Bones

    OP: Spring Break? Low Market Volumes Continue

    OP: Spring Break? Low Market Volumes Continue

    links

    Danny’s Top Links – April 8, 2021

  • Education
    • All
    • Economics
    • Trading Methods
    • Trading Psychology
    • Trading Room
    • Trading Rules
    • Webinars
    Chart of the Day: AMZN Stock

    Chart of the Day: The Russell 2000 (IWM)

    Chart of the Day: Ford Stock

    Chart of the Day: Ford Stock

    Chart of the Day: AMZN Stock

    Chart of the Day: AMZN Stock

    GMTT / Chart of the day / Apple / Oct 27, 2020

    GMTT / Chart of the day / Apple / Oct 27, 2020

    NASDOG.com: Corn, What Changed Today?

    NASDOG.com: Corn, What Changed Today?

    NASDOG.com: Stocks Getting Serious; Quick Word on Beans

    NASDOG.com: Stocks Getting Serious; Quick Word on Beans

    NASDOG.com: Full For a Bull

    NASDOG.com: Full For a Bull

    HotSpots for 01/02/2020 for $ES $YM $NQ

    HotSpots for 01/02/2020 for $ES $YM $NQ

    HotSpots for 12/31/2019 for $ES $YM $NQ

  • NYSE Holidays
  • Video
  • News
    • All
    • Reuters Business
    OP: S&P Futures Hit Another Record High, Reason for Concern?

    Protected: OP: S&P Futures Hit Another Record High, Reason for Concern?

    OP: Summer Stock Market Slowdown Comes Early

    OP: Summer Stock Market Slowdown Comes Early

    Bloomberg: The Weekly Fix

    Bloomberg: The Weekly Fix

    OP: Summer Stock Market Slowdown Comes Early

    OP: Summer Stock Market Slowdown Comes Early

    OP: Spring Break? Low Market Volumes Continue

    OP: Spring Break? Low Market Volumes Continue

    Bloomberg Opinion: Mind the Gap

    OP: S&P Futures Close Lower After Monday’s 17th New High

    OP: S&P Futures Close Lower After Monday’s 17th New High

    OP: S&P Futures Close Lower After Monday’s 17th New High

    Protected: OP: S&P Futures Close Lower After Monday’s 17th New High

    Wednesday AP Morning Wire

    Wednesday AP Morning Wire

  • Products
    • Chatroom Login
    • Wyckoff Trader
    • MIM
    • Polaris Trading Group
    • IM Pro Trading Chat Room
    • The Opening Print
    • FREE Daily Opening Print
  • Stocks
    • All
    • Apple
    • Dow Jones
    • Earnings
    • Facebook (FB)
    • Goldman Sachs (GS)
    • IPO
    • M&A
    • Markets
    • Mining
    • Nasdaq
    • NYSE
    • Russell 2000
    • S&P 500
    • Twitter (TWTR:NYSE)
    • VIX

    PEAK ASSET: AFTERNOON WRAP 12 APRIL: Miners weigh as ASX sags with US futures | Fatfish Group makes acquisition ahead of South East Asia BNPL rollout | China, HK stocks fall on persisting worries of policy tightening |

    PEAK MORNING WRAP 28 September: Tech Event… Who is the standout? | US Stocks Rally

    PEAK ASSET: MORNING WRAP 12 APRIL: ASX to rise | S&P 500 resets record high again | Arcadia looms large as an African lithium near-producer |

    PEAK MORNING WRAP 28 September: Tech Event… Who is the standout? | US Stocks Rally

    PEAK ASSET: MORNING WRAP 9 APRIL: ASX to slip | Wall St poised to end higher | Thinking of getting into ASX water stocks? Here’s what the experts think |

    PEAK MORNING WRAP 28 September: Tech Event… Who is the standout? | US Stocks Rally

    PEAK ASSET: MORNING WRAP 8 APRIL: ASX to rise | S&P 500 edges higher | Investors want quality copper stocks, Peak Minerals is on the radar |

    PEAK MORNING WRAP 28 September: Tech Event… Who is the standout? | US Stocks Rally

    PEAK ASSET: AFTERNOON WRAP 07 APRIL: ASX hits best close since COVID with 0.6% rise | Crowd Media calls on investee technology to produce ‘Digital Dom’ talking head | Indian shares rise after RBI holds key rates steady |

    PEAK MORNING WRAP 28 September: Tech Event… Who is the standout? | US Stocks Rally

    PEAK ASSET: AFTERNOON WRAP 06 APRIL: ASX adds 0.8% as travel stocks take flight | Golden Deeps widens Namibia drilling plan to include historic copper-vanadium mine | China stocks fall as healthcare, consumer companies weigh |

    PEAK MORNING WRAP 28 September: Tech Event… Who is the standout? | US Stocks Rally

    PEAK ASSET: MORNING WRAP 6 APRIL: ASX to rise | Dow and S&P 500 reset record highs | These ASX explorers say ‘company makers’ still lurk in one of WA’s oldest, richest gold provinces |

    PEAK MORNING WRAP 28 September: Tech Event… Who is the standout? | US Stocks Rally

    PEAK ASSET: AFTERNOON WRAP 01 APRIL: ASX steadies after jittery start, up 0.6% ahead of Easter break | Creso Pharma launches three CBD-based tea products under cannaQIX brand | China stocks climb on consumer, healthcare boost; Hong Kong rises |

    PEAK MORNING WRAP 28 September: Tech Event… Who is the standout? | US Stocks Rally

    PEAK ASSET: MORNING WRAP 1 APRIL: ASX to rise | Tech rally lifts S&P 500 to new high | Eagle Mountain gears up in pursuit of copper context |

    Trending Tags

    • FEEDID-6
    • FEEDID-51
    • FEEDID-44
    • FEEDID-31
    • FEEDID-21
    • FEEDID-16
    • FEEDID-36
    • FEEDID-10
    • feedid-56
    • feedid-58
    • feedid-61
    • feedid-59
    • feedid-60
    • feedid-62
    • feedid-63
    • feedid-65
    • feedid-66
  • Charts
    SpyGate Logo Program Trading Dector

    SpyGate : Bots More intested in Longs than Shorts

    PEAK ASSET: AFTERNOON WRAP 12 APRIL: Miners weigh as ASX sags with US futures | Fatfish Group makes acquisition ahead of South East Asia BNPL rollout | China, HK stocks fall on persisting worries of policy tightening |

    PEAK MORNING WRAP 28 September: Tech Event… Who is the standout? | US Stocks Rally

    PEAK ASSET: MORNING WRAP 12 APRIL: ASX to rise | S&P 500 resets record high again | Arcadia looms large as an African lithium near-producer |

    Bloomberg: Silver and Gold, and Bitcoin

    Cabrera Capital Daily Game Plan

    Cabrera Capital Daily Game Plan

    SpyGate Logo Program Trading Dector

    SpyGate : Slow Bot Day Dominated by Sells

    PEAK MORNING WRAP 28 September: Tech Event… Who is the standout? | US Stocks Rally

    PEAK ASSET: MORNING WRAP 9 APRIL: ASX to slip | Wall St poised to end higher | Thinking of getting into ASX water stocks? Here’s what the experts think |

    Chart of the Day: AMZN Stock

    Chart of the Day: The Russell 2000 (IWM)

    Cabrera Capital Daily Game Plan

    Cabrera Capital Daily Game Plan

  • Commentary
    • All
    • Market Recap
    • MrTopStep
    links

    Danny’s Top Links – April 12, 2021

    OP: S&P Futures Hit Another Record High, Reason for Concern?

    Protected: OP: S&P Futures Hit Another Record High, Reason for Concern?

    OP: Summer Stock Market Slowdown Comes Early

    OP: Summer Stock Market Slowdown Comes Early

    Bloomberg: The Weekly Fix

    Bloomberg: The Weekly Fix

    links

    Danny’s Top Links – April 9, 2021

    OP: Summer Stock Market Slowdown Comes Early

    OP: Summer Stock Market Slowdown Comes Early

    Bloomberg Opinion: Spacs and Coins May Break Our Bones

    OP: Spring Break? Low Market Volumes Continue

    OP: Spring Break? Low Market Volumes Continue

    links

    Danny’s Top Links – April 8, 2021

  • Education
    • All
    • Economics
    • Trading Methods
    • Trading Psychology
    • Trading Room
    • Trading Rules
    • Webinars
    Chart of the Day: AMZN Stock

    Chart of the Day: The Russell 2000 (IWM)

    Chart of the Day: Ford Stock

    Chart of the Day: Ford Stock

    Chart of the Day: AMZN Stock

    Chart of the Day: AMZN Stock

    GMTT / Chart of the day / Apple / Oct 27, 2020

    GMTT / Chart of the day / Apple / Oct 27, 2020

    NASDOG.com: Corn, What Changed Today?

    NASDOG.com: Corn, What Changed Today?

    NASDOG.com: Stocks Getting Serious; Quick Word on Beans

    NASDOG.com: Stocks Getting Serious; Quick Word on Beans

    NASDOG.com: Full For a Bull

    NASDOG.com: Full For a Bull

    HotSpots for 01/02/2020 for $ES $YM $NQ

    HotSpots for 01/02/2020 for $ES $YM $NQ

    HotSpots for 12/31/2019 for $ES $YM $NQ

  • NYSE Holidays
  • Video
No Result
View All Result
MrTopStep.com LLC
Home News

CFTC bars auditor for failed Peregrine brokerage

Reuters by Reuters
Tuesday, August 27, 2013
in News
0 0
0
CFTC bars auditor for failed Peregrine brokerage
36
SHARES
255
VIEWS
Share on FacebookShare on Twitter
The long-time auditor for failed brokerage Peregrine Financial Group has been barred from working as an accountant for firms overseen by the Commodity Futures Trading Commission.

The futures regulator barred Jeannie Veraja-Snellings for failing to detect the massive fraud at Peregrine.

Veraja-Snelling, who ran her accounting firm from a Chicago suburb, lacked the expertise to audit a futures brokerage, the CFTC said in its order.

“There is no place … for below-standard audits or auditors who do not have a sufficient understanding of the futures industry,” David Meister, the CFTC’s top enforcement official, said in a statement.wasendorf

Former Peregrine head Russell Wasendorf Sr. is serving a 50-year prison sentence for embezzling $215 million from clients in a fraud he hid for nearly 20 years, using the money to fund a lavish lifestyle.

Veraja-Snelling performed the 2011 audit, using software that was not tailored to the business, and failed to identify that Wasendorf had exclusive control over accounts containing customer money, the CFTC said.

She also sent bank confirmation forms in return envelopes provided by Peregrine’s accounting staff to a post office box secretly controlled by Wasendorf, who responded, forging bank employee signatures, the agency said.

As a result, Peregrine’s 2011 statement that Veraja-Snelling had certified were fraudulently overstated by more than $215 million. She settled the CFTC’s charges without denying or admitting the findings in the order.

She also agreed not to be paid the $72,925 she had initially charged for the 2011 audit.

Veraja-Snelling did not immediately respond to a request for comment.

Reuters reported in July 2012 that the CFTC was investigating Veraja-Snelling. Experts said the use of such a small auditor for a brokerage with more than $500 million in assets should have been a red flag to regulators.

In June, the CFTC filed the first lawsuit against a bank tied to Peregrine’s blowup, alleging that U.S. Bancorp knowingly let Wasendorf — dubbed the “Midwest Madoff” — use customer money held at the bank. The bank denied the allegations and said the lawsuit is without merit.

Peregrine collapsed soon after futures brokerage MF Global, which went under after markets lost confidence that the company was viable after it bet heavily on European sovereign debt.

Copyright © 2013, Reuters

Tags: featured
Previous Post

Cropcast Headlines: Corn Drydown in the Delta

Next Post

Broz on Bonds

Related Posts

OP: S&P Futures Hit Another Record High, Reason for Concern?
Commentary

Protected: OP: S&P Futures Hit Another Record High, Reason for Concern?

Monday, April 12, 2021
OP: Summer Stock Market Slowdown Comes Early
Commentary

OP: Summer Stock Market Slowdown Comes Early

Friday, April 9, 2021
Bloomberg: The Weekly Fix
Commentary

Bloomberg: The Weekly Fix

Friday, April 9, 2021
Next Post
Broz on Bonds

Broz on Bonds

Please login to join discussion

Search

No Result
View All Result

MrTopStep Live Stream

Popular Posts

  • NYSE Holidays 2020 Stock Market Schedule

    NYSE Holidays 2021 | Stock Market Calendar

    2804 shares
    Share 1134 Tweet 696
  • S&P 500 projections: What the locals in the pit think

    273 shares
    Share 109 Tweet 68
  • Tuesday more of the same; be long, but careful

    244 shares
    Share 98 Tweet 61
  • Futures Circuit Breakers / Limits for today

    214 shares
    Share 86 Tweet 54
  • The dead cat bounce

    204 shares
    Share 82 Tweet 51

Subscribe to our Newsletter

The information in these Market Commentaries do not constitute a solicitation of the purchase or sale of any futures or options contracts.

Connect

Facebook Twitter Youtube

Office Hours

Monday-Friday: 7:30 AM- 4:00 PM
Order online 24/7

Ph: (207) 358-8545‬

email: info@mrtopstep.com

We Accept

© 2020 - MrTopStep All Rights Reserved.

No Result
View All Result
  • News
  • Products
    • Chatroom Login
    • Wyckoff Trader
    • MIM
    • Polaris Trading Group
    • IM Pro Trading Chat Room
    • The Opening Print
    • FREE Daily Opening Print
  • Stocks
  • Charts
  • Commentary
  • Education
  • NYSE Holidays
  • Video

© 2020 - MrTopStep All Rights Reserved.

Welcome Back!

Login to your account below

Forgotten Password? Sign Up

Create New Account!

Fill the forms below to register

All fields are required. Log In

Retrieve your password

Please enter your username or email address to reset your password.

Log In
Free Webinar: MrTopStep Year End

Free Webinar: Looking at the Year End and 2021

With Danny Riley and the Team

Monday, December 7th @ 7pm ET

Register Now! (Limited room)