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    PEAK MORNING WRAP 28 September: Tech Event… Who is the standout? | US Stocks Rally

    PEAK ASSET: AFTERNOON WRAP 25 JANUARY: | ASX closes 0.4% higher at new 11-month high, Fatfish digital insurance subsidiary Fatberry records ‘explosive’ revenue results|

    PEAK MORNING WRAP 28 September: Tech Event… Who is the standout? | US Stocks Rally

    PEAK ASSET: MORNING WRAP 25 JANUARY: | ASX to rise | Palladium supply is drying up. These Aussie stocks could open the floodgates |

    PEAK MORNING WRAP 28 September: Tech Event… Who is the standout? | US Stocks Rally

    PEAK ASSET: AFTERNOON WRAP 22 JANUARY: | ASX up 1.3pc in huge week for Zip, Lynas | iCandy looks to double up in Chinese gaming market with Rocky Rampage launch |

    PEAK MORNING WRAP 28 September: Tech Event… Who is the standout? | US Stocks Rally

    PEAK ASSET: MORNING WRAP 22 JANUARY: | ASX to fall, Apple lifts Wall Street | The tests ASX healthcare companies have upcoming in 2021 |

    PEAK MORNING WRAP 28 September: Tech Event… Who is the standout? | US Stocks Rally

    PEAK ASSET: AFTERNOON WRAP 21 JANUARY: | ASX gains 0.8pc | Greenhouse study shows AVZ Minerals could achieve lowest carbon footprint at Manono lithium-tin project |

    PEAK MORNING WRAP 28 September: Tech Event… Who is the standout? | US Stocks Rally

    PEAK ASSET: MORNING WRAP 21 JANUARY: | ASX to rise | Eco-fibre play Nanollose leads ASX healthcare sector with 292% gain |

    PEAK MORNING WRAP 28 September: Tech Event… Who is the standout? | US Stocks Rally

    PEAK ASSET: AFTERNOON WRAP 20 JANUARY: | ASX hits 11 month high | China shares rise on c.bank’s liquidity boost; EV, healthcare stocks shine |

    PEAK MORNING WRAP 28 September: Tech Event… Who is the standout? | US Stocks Rally

    PEAK ASSET: MORNING WRAP 20 JANUARY: | ASX to rise | 3 cannabis players discuss how to view the sector through a biotech lens |

    PEAK MORNING WRAP 28 September: Tech Event… Who is the standout? | US Stocks Rally

    PEAK ASSET: AFTERNOON WRAP 19 JANUARY: | ASX rises 1pc | US eyes Australian market as cannabis investment fund takes stake in Lifespot Health |

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    PEAK ASSET: AFTERNOON WRAP 25 JANUARY: | ASX closes 0.4% higher at new 11-month high, Fatfish digital insurance subsidiary Fatberry records ‘explosive’ revenue results|

    PEAK MORNING WRAP 28 September: Tech Event… Who is the standout? | US Stocks Rally

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    The Cotton Row Journal, week of 18-22 Jan

    Cabrera Capital Daily Game Plan

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    PEAK MORNING WRAP 28 September: Tech Event… Who is the standout? | US Stocks Rally

    PEAK ASSET: AFTERNOON WRAP 22 JANUARY: | ASX up 1.3pc in huge week for Zip, Lynas | iCandy looks to double up in Chinese gaming market with Rocky Rampage launch |

    PEAK MORNING WRAP 28 September: Tech Event… Who is the standout? | US Stocks Rally

    PEAK ASSET: MORNING WRAP 22 JANUARY: | ASX to fall, Apple lifts Wall Street | The tests ASX healthcare companies have upcoming in 2021 |

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    GMTT / Chart of the day / Apple / Oct 27, 2020

    GMTT / Chart of the day / Apple / Oct 27, 2020

    NASDOG.com: Corn, What Changed Today?

    NASDOG.com: Corn, What Changed Today?

    NASDOG.com: Stocks Getting Serious; Quick Word on Beans

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CFTC bars auditor for failed Peregrine brokerage

Reuters by Reuters
Tuesday, August 27, 2013
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CFTC bars auditor for failed Peregrine brokerage
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The long-time auditor for failed brokerage Peregrine Financial Group has been barred from working as an accountant for firms overseen by the Commodity Futures Trading Commission.

The futures regulator barred Jeannie Veraja-Snellings for failing to detect the massive fraud at Peregrine.

Veraja-Snelling, who ran her accounting firm from a Chicago suburb, lacked the expertise to audit a futures brokerage, the CFTC said in its order.

“There is no place … for below-standard audits or auditors who do not have a sufficient understanding of the futures industry,” David Meister, the CFTC’s top enforcement official, said in a statement.wasendorf

Former Peregrine head Russell Wasendorf Sr. is serving a 50-year prison sentence for embezzling $215 million from clients in a fraud he hid for nearly 20 years, using the money to fund a lavish lifestyle.

Veraja-Snelling performed the 2011 audit, using software that was not tailored to the business, and failed to identify that Wasendorf had exclusive control over accounts containing customer money, the CFTC said.

She also sent bank confirmation forms in return envelopes provided by Peregrine’s accounting staff to a post office box secretly controlled by Wasendorf, who responded, forging bank employee signatures, the agency said.

As a result, Peregrine’s 2011 statement that Veraja-Snelling had certified were fraudulently overstated by more than $215 million. She settled the CFTC’s charges without denying or admitting the findings in the order.

She also agreed not to be paid the $72,925 she had initially charged for the 2011 audit.

Veraja-Snelling did not immediately respond to a request for comment.

Reuters reported in July 2012 that the CFTC was investigating Veraja-Snelling. Experts said the use of such a small auditor for a brokerage with more than $500 million in assets should have been a red flag to regulators.

In June, the CFTC filed the first lawsuit against a bank tied to Peregrine’s blowup, alleging that U.S. Bancorp knowingly let Wasendorf — dubbed the “Midwest Madoff” — use customer money held at the bank. The bank denied the allegations and said the lawsuit is without merit.

Peregrine collapsed soon after futures brokerage MF Global, which went under after markets lost confidence that the company was viable after it bet heavily on European sovereign debt.

Copyright © 2013, Reuters

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